DFX Intelligence
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Reading the graph
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Advisor at O•••• W•••••• I•••
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| O•••• F•• I••• | Former SEC adviser | Dec 13, 2017 | Jan 24, 2025 | no | VIRGINIA BEACH, VA|RADNOR, PA|FORT WAYNE, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | O•••• W•••••• I••• | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| I••••••••• P•••••••• C••••••••• I••• | O•••• F•• I••• | Dec 31, 2017 | Dec 13, 2017 |
| I••••••••• P•••••••• C••••••••• I••• | Former SEC adviser | Feb 17, 2009 | Dec 31, 2017 | no | BOCA RATON, FL | Previous registration |
| J•••• • L••••• S••••••••• C••• | n/a | Oct 15, 2008 | Dec 23, 2009 | no | BOCA RATON, FL | Previous registration |
| Firm change |
| Other |
| J•••• • L••••• S••••••••• C••• | I••••••••• P•••••••• C••••••••• I••• | Dec 23, 2009 | Feb 17, 2009 | -309 | Firm change after gap | Other |