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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

BARRETT UPTON CAPITAL PARTNERS

BARRETT UPTON CAPITAL PARTNERS LLC, CRD 326104

LAKE FOREST, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f0c6b20-b9e0-d284-588b-e1f86c2f9602

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 3
Observed: Mar 30, 2023 to Mar 26, 2026
10 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Barrett Upton Capital Partners

Private equity manager · shared crd

Independent Sponsorsidentity

Barrett Upton Capital Partners

Capital provider to sponsors · shared crd

Real Estate Fundsidentity

Barrett Upton Capital Partners

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $182MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $182M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 4
Individual clients: 0
High net worth clients: 0
Private funds: 4Schedule D 7.B(1)
Custody, client assets: $0
SEC number: 801-127797
CRD: 326104
Filings on the tape: 10
First filed: Mar 30, 2023
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, DE
Website: barrettupton.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BARRETT UPTON PRIVATE EQUITY ACCESS FUND	Private Equity Fund	$49.8M	Oct 3, 2024	61	Jul 29, 2023	reported	021-490739
BARRETT UPTON REAL ESTATE ACCESS FUND	Real Estate Fund	$0	Oct 3, 2024	0	Oct 3, 2024	reported	021-525322

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CRESCENT GROVE HOLDINGS, LLC	Shareholder	D	yes	03/2023	Mar 30, 2023	Oct 3, 2024
GEORGE, GREGG, WILLIAM	CHIEF LEGAL OFFICER	F	yes	03/2023	Mar 30, 2023	Oct 3, 2024
KEEVINS, DAVID, SCOTT	CHIEF INVESTMENT OFFICER	F	yes	03/2023	Mar 30, 2023	Oct 3, 2024
KEEVINS, DAVID, SCOTT	CO-CHIEF INVESTMENT OFFICER	Na	yes	03/2023	Mar 30, 2023	Oct 3, 2024
KOCHANSKI, NICHOLAS, HENRY	CHIEF FINANCIAL OFFICER	F	yes	03/2023	Mar 30, 2023	Oct 3, 2024
KOCHANSKI, NICHOLAS, HENRY	CHIEF FINANCIAL OFFICER	Na	yes	03/2023	Mar 30, 2023	Oct 3, 2024
KREI, ANDREW, SCOTT	CO-CHIEF INVESTMENT OFFICER	B	yes	03/2023	Mar 30, 2023	Oct 3, 2024
SCHMITZ, ERIC, R	Director	A	yes	03/2023	Jul 29, 2023	Oct 3, 2024
WATKINS, ELIZABETH, ANNE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Mar 30, 2023	Oct 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CRESCENT GROVE ADVISORS, LLC	n/a	Independent wealth	$5.5B	N	yes	n/a
CRESCENT GROVE INSURANCE, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Milwaukee	Wi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$182M	$182M	9	6	1	4	n/a
2024	Apr 14, 2025	$96.2M	$96.2M	8	5	1	2	n/a
2023	Mar 29, 2024	$49.8M	$49.8M	8	3	1	1	$49.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$182M	$96.2M	89.4%	n/a	n/a	9	8	1	1

Relationships

Affiliated with (1)

→ CRESCENT GROVE ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ BARRETT UPTON PRIVATE EQUITY ACCESS FUNDPrivate fundPrivate Equity Fund, IA
Jul 29, 2023 to presentfactForm ADV
→ BARRETT UPTON REAL ESTATE ACCESS FUNDPrivate fundReal Estate Fund, IA
Oct 3, 2024 to presentfactForm ADV

Controls (7)

← KEEVINS, DAVID, SCOTTOwnerCHIEF INVESTMENT OFFICER, ownership code F, individual
Mar 30, 2023 to Oct 3, 2024factForm ADV
← WATKINS, ELIZABETH, ANNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2023 to Oct 3, 2024factForm ADV
← GEORGE, GREGG, WILLIAMOwnerCHIEF LEGAL OFFICER, ownership code F, individual
Mar 30, 2023 to Oct 3, 2024factForm ADV
← KOCHANSKI, NICHOLAS, HENRYOwnerCHIEF FINANCIAL OFFICER, ownership code F, individual
Mar 30, 2023 to Oct 3, 2024factForm ADV
← KREI, ANDREW, SCOTTOwnerCO-CHIEF INVESTMENT OFFICER, ownership code B, individual
Mar 30, 2023 to Oct 3, 2024factForm ADV
← SCHMITZ, ERIC, ROwnerDIRECTOR, ownership code A, individual
Jul 29, 2023 to Oct 3, 2024factForm ADV
← CRESCENT GROVE HOLDINGS, LLCOwnerSHAREHOLDER, ownership code D, domestic entity
Mar 30, 2023 to Oct 3, 2024factForm ADV

Dated events

Occurred
Jul 29, 2023
Control person joined
R Eric Schmitz (Director) appeared on Schedule A of Barrett Upton Capital Partners
Form ADVobserved 4 days ago
Occurred
Mar 30, 2023
First Form ADV filing
Barrett Upton Capital Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f0c6b20-b9e0-d284-588b-e1f86c2f9602
First observed: Mar 30, 2023
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BARRETT UPTON CAPITAL PARTNERS

BARRETT UPTON CAPITAL PARTNERS LLC, CRD 326104

LAKE FOREST, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f0c6b20-b9e0-d284-588b-e1f86c2f9602

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BARRETT UPTON PRIVATE EQUITY ACCESS FUND

Private Equity Fund

$49.8M

Oct 3, 2024

Jul 29, 2023

reported

021-490739

BARRETT UPTON REAL ESTATE ACCESS FUND

Real Estate Fund

Oct 3, 2024

reported

021-525322

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CRESCENT GROVE HOLDINGS, LLC

Shareholder

yes

03/2023

Mar 30, 2023

Oct 3, 2024

GEORGE, GREGG, WILLIAM

CHIEF LEGAL OFFICER

yes

03/2023

Mar 30, 2023

Oct 3, 2024

KEEVINS, DAVID, SCOTT

CHIEF INVESTMENT OFFICER

yes

03/2023

Mar 30, 2023

Oct 3, 2024

KEEVINS, DAVID, SCOTT

CO-CHIEF INVESTMENT OFFICER

yes

03/2023

Mar 30, 2023

Oct 3, 2024

KOCHANSKI, NICHOLAS, HENRY

CHIEF FINANCIAL OFFICER

yes

03/2023

Mar 30, 2023

Oct 3, 2024

KOCHANSKI, NICHOLAS, HENRY

CHIEF FINANCIAL OFFICER

yes

03/2023

Mar 30, 2023

Oct 3, 2024

KREI, ANDREW, SCOTT

CO-CHIEF INVESTMENT OFFICER

yes

03/2023

Mar 30, 2023

Oct 3, 2024

SCHMITZ, ERIC, R

Director

yes

03/2023

Jul 29, 2023

Oct 3, 2024

WATKINS, ELIZABETH, ANNE

CHIEF COMPLIANCE OFFICER

yes

03/2023

Mar 30, 2023

Oct 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CRESCENT GROVE ADVISORS, LLC

n/a

Independent wealth

$5.5B

yes

n/a

CRESCENT GROVE INSURANCE, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Milwaukee

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$182M

n/a

2024

Apr 14, 2025

$96.2M

n/a

2023

Mar 29, 2024

$49.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$182M

$96.2M

89.4%

n/a