DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

TIMOTHY JOHN TRUEBENBACH

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | TACOMA, WA | Tacoma, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f12bc48-01b7-8988-9be4-511347e97cf5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 8, 2000
First registration: Mar 9, 2001
Dual registered: yes, broker-dealer
Other names: TIMOTHY TRUEBENBACH
IAPD individual key: 2802588

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 10, 2022	n/a	yes	Tacoma, WA\|SAN DIEGO, CA\|TACOMA, WA	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Nov 29, 2022	no	TACOMA, WA\|Tacoma, WA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 23, 2008	Jun 1, 2009	no	TACOMA, WA	Previous registration
FIRST FOUNDATION ADVISORS	Independent wealth	Feb 5, 2007	Aug 5, 2008	no	HENDERSON, NV\|IRVINE, CA	Previous registration
TRUE CAPITAL MANAGEMENT, LLC	n/a	Mar 9, 2001	Apr 8, 2007	no	HENDERSON, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	LPL FINANCIAL LLC	Nov 29, 2022	Nov 10, 2022	-19	Firm change	Wirehouse to RIA
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
FIRST FOUNDATION ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Aug 5, 2008	May 23, 2008	-74	Firm change after gap	Other
TRUE CAPITAL MANAGEMENT, LLC	FIRST FOUNDATION ADVISORS	Apr 8, 2007	Feb 5, 2007	-62	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:6413:WA:2022-11-29	Nov 29, 2022	Nov 10, 2022	TACOMA, WA	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 10, 2022 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Nov 29, 2022factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 23, 2008 to Jun 1, 2009factForm ADV
→ FIRST FOUNDATION ADVISORSRegistered adviserregistration: previous registration
Feb 5, 2007 to Aug 5, 2008factForm ADV
→ TRUE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 9, 2001 to Apr 8, 2007factForm ADV

Dated events

Occurred
Nov 29, 2022
Advisor changed firm
Timothy John Truebenbach left Morgan Stanley for Lpl Financial Llc (registered 2022-11-10)
Form ADVobserved 4 days ago