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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FAMILYWEALTH ASSET MANAGEMENT

CRD 147869

LAKE MARY, FL

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Search this name across graphsid dfx:ria:0f15ab0f-a9c8-bfe9-b00a-67ac1e2d461c

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 14
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.7 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $177MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $148M
Private client RAUM: $124MderivedItem 5.D individuals plus high net worth individuals
Private client share: 70%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $44.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 753
Individual clients: 384
High net worth clients: 29
SEC number: 801-69660
CRD: 147869
Filings on the tape: 36
First filed: Mar 30, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, TX
Website: familywealth.us

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILBERT ERNEST OAKLEY	n/a	LAKE MARY, FL	8	22	3	no
LU YU	n/a	LAKE MARY, FL	8	12	n/a	no
JOHN MICHAEL MUGARIAN	n/a	Pensacola, FL	5	36	2	no
JAMES ARTHUR MAYER	n/a	North Attleboro, MA \| Masfield, MA	5	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FAMILYWEALTH INC.	CORPORATION-OWNER	E	yes	01/2021	Mar 30, 2021	Oct 2, 2024
Martin, Alicia	GENERAL PARTNER	F	yes	01/2021	Apr 2, 2020	Oct 2, 2024
OAKLEY, WILBERT, ERNEST	CHIEF COMPLIANCE OFFICER	Na	yes	07/2020	Mar 31, 2020	Oct 2, 2024
MORA, CHRISTINE, M	DIRECTOR; SECRETARY; COUNSEL	Na	no	03/2011	Mar 30, 2012	Oct 2, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FAMILYWEALTH ADVISERS LLC	n/a	Mixed wealth	$395M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	1	no
LAKE MARY	FL	United States	1	no
Pensacola	FL	United States	1	no
Alpharetta	Ga	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$177M	$148M	4	3	3	n/a	n/a
2024	Mar 31, 2025	$181M	$157M	4	4	4	n/a	n/a
2023	Apr 1, 2024	$175M	$152M	4	4	4	n/a	n/a
2022	Mar 31, 2023	$198M	$172M	5	5	3	n/a	n/a
2021	Mar 25, 2022	$268M	$232M	6	6	3	n/a	n/a
2020	Mar 30, 2021	$135M	$113M	6	5	3	n/a	n/a
2019	Mar 31, 2020	$111M	$95.8M	5	3	0	n/a	n/a
2018	Mar 29, 2019	$248M	$131M	3	2	1	n/a	n/a
2016	Mar 24, 2017	$246M	$33.5M	6	2	n/a	n/a	n/a
2015	Mar 29, 2016	$144M	$31.6M	6	3	n/a	n/a	n/a
2014	Mar 30, 2015	$140M	$40.4M	6	3	n/a	n/a	n/a
2013	Mar 31, 2014	$185M	$185M	6	3	n/a	n/a	n/a
2012	Mar 27, 2013	$331M	$331M	3	2	n/a	n/a	n/a
2011	Mar 30, 2012	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$177M	$181M	-2.1%	$198M	-3.7%	4	4	3	4

Relationships

Affiliated with (3)

→ FAMILYWEALTHRegistered adviserother investment adviser, common control
factForm ADV
← FAMILYWEALTHRegistered adviserother investment adviser, common control
factForm ADV
← AUSTIN CAPITAL CONSULTING, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (8)

← JAMES ARTHUR MAYERAdvisorregistration: current employment
Jan 26, 2021 to presentfactForm ADV
← JOHN MICHAEL MUGARIANAdvisorregistration: current employment
Dec 8, 2020 to presentfactForm ADV
← WILBERT ERNEST OAKLEYAdvisorregistration: current employment
Apr 1, 2020 to presentfactForm ADV
← LU YUAdvisorregistration: current employment
Apr 23, 2018 to presentfactForm ADV
← John David AlvarezAdvisorregistration: previous registration
May 6, 2019 to Aug 17, 2023factForm ADV
← PATRICK STEPHENSON JOLLIFFEAdvisorregistration: previous registration
Apr 2, 2020 to Feb 22, 2023factForm ADV
← NAFEES ALAMAdvisorregistration: previous registration
Jan 6, 2021 to May 31, 2022factForm ADV
← LESLIE GAIL STEPHENSONAdvisorregistration: previous registration
Mar 10, 2014 to Feb 22, 2016factForm ADV

Owns (1)

← MORA, CHRISTINE, MOwnerDIRECTOR; SECRETARY; COUNSEL, ownership code NA, individual
Mar 30, 2012 to Oct 2, 2024factForm ADV

Controls (3)

← OAKLEY, WILBERT, ERNESTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2020 to Oct 2, 2024factForm ADV
← Martin, AliciaOwnerGENERAL PARTNER, ownership code F, individual
Apr 2, 2020 to Oct 2, 2024factForm ADV
← FAMILYWEALTH INC.OwnerCORPORATION-OWNER, ownership code E, domestic entity
Mar 30, 2021 to Oct 2, 2024factForm ADV

Dated events

Occurred
Sep 6, 2024
Control person left
Joon Chol David Park (Elected Manager) no longer on Schedule A of Familywealth Asset Management (listed 2024-04-01, absent 2024-09-06)
Form ADVobserved 6 days ago
Occurred
Aug 17, 2023
Advisor changed firm
John David Alvarez left Familywealth Asset Management for Ima Advisory Services, Inc. (registered 2023-08-17)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Control person left
Stephenson Patrick Jolliffe (Vice President; Branch Office Manager) no longer on Schedule A of Familywealth Asset Management (listed 2022-03-26, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Control person left
David John Alvarez (Vice President; Branch Office Manager) no longer on Schedule A of Familywealth Asset Management (listed 2022-03-26, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Feb 22, 2023
Advisor changed firm
Patrick Stephenson Jolliffe left Familywealth Asset Management for Sunbelt Securities (registered 2023-03-09)
Form ADVobserved 6 days ago
Occurred
May 31, 2022
Advisor departed, no destination yet
Nafees Alam no longer registered at Familywealth Asset Management; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Mar 25, 2022
Regulatory AUM changed
Familywealth Asset Management reported RAUM $268.4M, up 99% from $135.0M (2021-03-30 to 2022-03-25)
Form ADVobserved 6 days ago
$133M
Occurred
Jun 30, 2020
Control person left
Keith Joseph Kessel (Chief Compliance Officer And General Counsel) no longer on Schedule A of Familywealth Asset Management (listed 2020-06-18, absent 2020-06-30)
Form ADVobserved 6 days ago
Occurred
Apr 2, 2020
Control person joined
Alicia Martin (General Partner) appeared on Schedule A of Familywealth Asset Management
Form ADVobserved 6 days ago
Occurred
Mar 31, 2020
Regulatory AUM changed
Familywealth Asset Management reported RAUM $110.8M, down 55% from $248.0M (2019-10-29 to 2020-03-31)
Form ADVobserved 6 days ago
$-137M
Occurred
Mar 31, 2020
Control person joined
Ernest Wilbert Oakley (Vice President; Branch Office Manager) appeared on Schedule A of Familywealth Asset Management
Form ADVobserved 6 days ago
Occurred
Mar 31, 2020
Control person joined
Stephenson Patrick Jolliffe (Vice President; Branch Office Manager) appeared on Schedule A of Familywealth Asset Management
Form ADVobserved 6 days ago
Occurred
May 16, 2019
Control person joined
David John Alvarez (Vice President; Branch Office Manager) appeared on Schedule A of Familywealth Asset Management
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person joined
Keith Joseph Kessel (Chief Compliance Officer And General Counsel) appeared on Schedule A of Familywealth Asset Management
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f15ab0f-a9c8-bfe9-b00a-67ac1e2d461c
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FAMILYWEALTH ASSET MANAGEMENT

CRD 147869

LAKE MARY, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f15ab0f-a9c8-bfe9-b00a-67ac1e2d461c

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILBERT ERNEST OAKLEY

n/a

LAKE MARY, FL

LU YU

n/a

LAKE MARY, FL

n/a

JOHN MICHAEL MUGARIAN

n/a

Pensacola, FL

JAMES ARTHUR MAYER

n/a

North Attleboro, MA | Masfield, MA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FAMILYWEALTH INC.

CORPORATION-OWNER

yes

01/2021

Mar 30, 2021

Oct 2, 2024

Martin, Alicia

GENERAL PARTNER

yes

01/2021

Apr 2, 2020

Oct 2, 2024

OAKLEY, WILBERT, ERNEST

CHIEF COMPLIANCE OFFICER

yes

07/2020

Mar 31, 2020

Oct 2, 2024

MORA, CHRISTINE, M

DIRECTOR; SECRETARY; COUNSEL

03/2011

Mar 30, 2012

Oct 2, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FAMILYWEALTH ADVISERS LLC

n/a

Mixed wealth

$395M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Denver

United States

LAKE MARY

United States

Pensacola

United States

Alpharetta

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$177M

$148M

n/a

2024

Mar 31, 2025

$181M

$157M

n/a

2023

Apr 1, 2024

$175M

$152M

n/a

2022

Mar 31, 2023

$198M

$172M

n/a

2021

Mar 25, 2022

$268M

$232M

n/a

2020

Mar 30, 2021

$135M

$113M

n/a

2019

Mar 31, 2020

$111M

$95.8M

n/a

2018

Mar 29, 2019

$248M

$131M

n/a

2016

Mar 24, 2017

$246M

$33.5M

n/a

2015

Mar 29, 2016

$144M

$31.6M

n/a

2014

Mar 30, 2015

$140M

$40.4M

n/a

2013

Mar 31, 2014

$185M

n/a

2012

Mar 27, 2013

$331M

n/a

2011

Mar 30, 2012

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$177M

$181M

-2.1%

$198M

-3.7%