DFX Intelligence

R••••• O•••• A••••••• P•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

R••••• O•••• A••••••• P•• L••

R••••• O•••• ADVISORS P•••••• L••••••, CRD 315443

GANDHINAGAR, GUJARAT

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Search this name across graphsid dfx:ria:0f1a37a2-4f86-80a6-cea2-f64693760cdb

Data as of Dec 14, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 14, 2021 to Dec 14, 2021
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $150,000••• Locked
Discretionary RAUM: $150,000
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••• F•••••• L••	Hedge Fund	$150,000	Dec 14, 2021	2	Dec 14, 2021	reported	021-403746

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••• B•••••• T••••••	CO-CIO	C	yes	04/2021	Dec 14, 2021	Dec 14, 2021
P••••• A••••• T•••••••••	BENEFICIAL OWNER	C	yes	10/2020	Dec 14, 2021	Dec 14, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••• G••••• L••	n/a	Former SEC adviser	$35,000	Y	yes	n/a

Relationships

Affiliated with (1)

→ B••••••• G••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Advises (1)

→ R••••• F•••••• L••Private fundHedge Fund, IA
Dec 14, 2021 to presentfactForm ADV

Controls (4)

← S•••••• V•••••• R••••••OwnerBENEFICIAL OWNER, ownership code C, individual
Dec 14, 2021 to presentfactForm ADV

Dated events

Occurred
Dec 14, 2021
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f1a37a2-4f86-80a6-cea2-f64693760cdb
First observed: Dec 14, 2021
Last observed: Dec 14, 2021 58 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.