DFX Intelligence

G•••• E••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

G•••• E••••• S••••

Advisor at M••••• S••••••

Boulder, CO

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Search this name across graphsid dfx:ria:0f1e8e66-5f4f-3140-d787-9229a7910711

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 29, 2016	n/a	yes	Boulder, CO	Current employment
D••••••• F•••• I••••• M••••••••• I•••	Former SEC adviser	Sep 19, 2003	Oct 11, 2016	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• F•••• I••••• M••••••••• I•••	M••••• S••••••	Oct 11, 2016	Sep 29, 2016	-12	Firm change	Other
L••••••• B•••••• A• D••••••• O• K••••••••• P•••••	D••••••• F•••• I••••• M••••••••• I•••	Sep 24, 2003	Sep 19, 2003

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Sep 29, 2016 to presentfactForm ADV
→ D••••••• F•••• I••••• M••••••••• I•••Registered adviserregistration: previous registration
Sep 19, 2003 to Oct 11, 2016factForm ADV
→ L••••••• B•••••• A• D••••••• O• K••••••••• P•••••Registered adviserregistration: previous registration
Jan 1, 1999 to Sep 24, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f1e8e66-5f4f-3140-d787-9229a7910711
First observed: Jan 1, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.