DFX Intelligence

E••• E••••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

E••• E••••• W•••••••••

Advisor at E••••••••• F•••••••• S••••••• L••

ROCHESTER HILLS, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••••• F•••••••• S••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 8, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••••• F•••••••• S••••••• L••	State registered	Jan 31, 2018	n/a	yes	ROCHESTER HILLS, MI	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Apr 28, 2006	Sep 14, 2016	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	E••••••••• F•••••••• S••••••• L••	Sep 14, 2016	Jan 31, 2018	504	Firm change after gap	Ibd to state RIA
A••••••••• A•••••• S•••••••• I•••	C•••••• S••••• • C••• I•••	Sep 27, 2005	Apr 28, 2006

Relationships

Registered with (3)

→ E••••••••• F•••••••• S••••••• L••Registered adviserregistration: current employment
Jan 31, 2018 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Apr 28, 2006 to Sep 14, 2016factForm ADV
→ A••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 6, 2003 to Sep 27, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 6, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.