DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SIMPLICITY WEALTH
Minneapolis, MN | SUMMIT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIMPLICITY WEALTH | Mixed wealth | Apr 2, 2024 | n/a | yes | SUMMIT, NJ|Minneapolis, MN | Current employment |
| SIMPLICITY SOLUTIONS, LLC | Former SEC adviser | Mar 12, 2015 | Mar 27, 2024 | no | MINNEAPOLIS, MN | Previous registration |
| SAWTOOTH ASSET MANAGEMENT, INC. | Former SEC adviser | Oct 6, 2014 | Mar 20, 2015 | no | MINNEAPOLIS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIMPLICITY SOLUTIONS, LLC | SIMPLICITY WEALTH | Mar 27, 2024 | Apr 2, 2024 | 6 | Firm change | Other |
| SAWTOOTH ASSET MANAGEMENT, INC. | SIMPLICITY SOLUTIONS, LLC | Mar 20, 2015 | Mar 12, 2015 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 175009:300572:MN:2024-03-27 | Mar 27, 2024 | Apr 2, 2024 | MINNEAPOLIS, MN | Firm change |
| 150506:175009:MN:2015-03-20 | Mar 20, 2015 | Mar 12, 2015 | MINNEAPOLIS, MN | Firm change |