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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

WILLIAM SHAW WICK

Advisor at WELLS FARGO ADVISORS

BURLINGTON, VT | Southern Pines, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 7, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 6, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 6, 1982
First registration: Dec 7, 1994
Dual registered: yes, broker-dealer
IAPD individual key: 1052574

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 15, 2020	n/a	yes	BURLINGTON, VT\|Southern Pines, NC	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 3, 2008	Oct 23, 2020	no	SOUTH BURLINGTON, VT\|SOUTHERN PINES, NC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jul 9, 2008	no	BURLINGTON, VT	Previous registration
MORGAN STANLEY DW INC.	n/a	Dec 7, 1994	Apr 2, 2007	no	BURLINGTON, VT\|BURLINGTON, VT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Oct 23, 2020	Oct 15, 2020	-8	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	UBS FINANCIAL SERVICES INC.	Jul 9, 2008	Jul 3, 2008	-6	Firm change	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 15, 2020 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jul 3, 2008 to Oct 23, 2020factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jul 9, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Dec 7, 1994 to Apr 2, 2007factForm ADV

Dated events

No dated event names this entity yet.