DFX Intelligence

A••• S•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

A••• S•••••• D••••

Advisor at T•• W••••• A•••••••• L••

MELVILLE, NY

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Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 6, 2017 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• A•••••••• L••	Independent wealth	Jun 8, 2022	n/a	yes	MELVILLE, NY	Current employment
N•• Y••• L••• I••••••••• M••••••••• L••	Asset manager	Jun 21, 2017	Jan 27, 2022	no	NEW Y•••, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• Y••• L••• I••••••••• M••••••••• L••	T•• W••••• A•••••••• L••	Jan 27, 2022	Jun 8, 2022	132	Firm change	Other
M••••• S••••••	N•• Y••• L••• I••••••••• M••••••••• L••	Jun 12, 2017	Jun 21, 2017

Relationships

Registered with (3)

→ T•• W••••• A•••••••• L••Registered adviserregistration: current employment
Jun 8, 2022 to presentfactForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 21, 2017 to Jan 27, 2022factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Feb 6, 2017 to Jun 12, 2017factForm ADV

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Occurred
Jan 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping event

Occurred
Sep 18, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 6, 2017
Last observed: Sep 19, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.