DFX Intelligence

A••• J•• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

A••• J•• H••••••

Advisor at S••••• E••••• M••••••••• I•••

SANTA MONICA, CA

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Search this name across graphsid dfx:ria:0f3e06f1-1f8d-d600-5229-1b649a194444

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• E••••• M••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 15, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• E••••• M••••••••• I•••	State registered	Nov 12, 2025	n/a	yes	SANTA MONICA, CA	Current employment
S••••• E••••• M••••••••• I•••	State registered	Jul 28, 2004	Dec 31, 2017	no	SANTA MONICA, CA\|SANTA MONICA, CA

Relationships

Registered with (1)

→ S••••• E••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 28, 2004 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f3e06f1-1f8d-d600-5229-1b649a194444
First observed: Jul 28, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.