DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ROYAL ASSET MANAGERS

ROYAL ASSET MANAGERS, LLC, CRD 128340

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f3ec295-ad44-eb35-d973-306cc2f7abe1

Data as of Feb 25, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Feb 25, 2013
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $35.0MItem 5.F on the latest filing (2013-02-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $33.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $35.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Accounts: 38
SEC number: 801-69030
CRD: 128340
Filings on the tape: 6
First filed: Mar 28, 2012
Latest filed: Feb 25, 2013
Organised: Limited Liability Company, Illinois

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MICHAEL ALEXENKO	Chartered Financial Analyst	ST. CHARLES, IL	22	24	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALEXENKO, MICHAEL	CHIEF COMPLIANCE OFFICER	E	yes	03/2008	Mar 28, 2012	Feb 25, 2013
ALEXENKO, MICHAEL	MANAGING MEMBER	E	yes	09/2003	Mar 28, 2012	Feb 25, 2013

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Feb 19, 2013	$35.0M	$33.0M	1	1	n/a	n/a	n/a
2011	Mar 28, 2012	$34.0M	$33.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$35.0M	$34.0M	2.9%	n/a	n/a	1	n/a	n/a	n/a

Relationships

Controls (1)

← ALEXENKO, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV

Registered with (1)

← MICHAEL ALEXENKOAdvisorregistration: current employment
Jan 2, 2004 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f3ec295-ad44-eb35-d973-306cc2f7abe1
First observed: Mar 28, 2012
Last observed: Feb 25, 2013 165 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROYAL ASSET MANAGERS

ROYAL ASSET MANAGERS, LLC, CRD 128340

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f3ec295-ad44-eb35-d973-306cc2f7abe1

Data as of Feb 25, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MICHAEL ALEXENKO

Chartered Financial Analyst

ST. CHARLES, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALEXENKO, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

03/2008

Mar 28, 2012

Feb 25, 2013

ALEXENKO, MICHAEL

MANAGING MEMBER

yes

09/2003

Mar 28, 2012

Feb 25, 2013

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Feb 19, 2013

$35.0M

$33.0M

n/a

2011

Mar 28, 2012

$34.0M

$33.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$35.0M

$34.0M

2.9%

n/a