DFX Intelligence

F•••••••• W••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

F•••••••• W••••• M••••••••

Advisor at S•••••• W••••• M••••••••• L••

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:0f4922f4-37c7-89a8-9c64-0873862e4ff4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 30, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• M••••••••• L••	Independent wealth	Dec 5, 2007	n/a	yes	SAN ANTONIO, TX	Current employment
H••••••••• P•••••••• L••	n/a	Aug 16, 2000	Dec 5, 2007	no	SAN ANTONIO, TX\|SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••••• P•••••••• L••	S•••••• W••••• M••••••••• L••	Dec 5, 2007	Dec 5, 2007	0	Firm change	Other

Relationships

Registered with (2)

→ S•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 5, 2007 to presentfactForm ADV
→ H••••••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 16, 2000 to Dec 5, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f4922f4-37c7-89a8-9c64-0873862e4ff4
First observed: Aug 16, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.