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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MICHAEL DEAN DOOLEY

Advisor at VOYA FINANCIAL ADVISORS, INC.

Indianapolis, IN | Carmel, IN | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:0f49b6b7-200b-77e7-4c32-83cd42c9f3d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA FINANCIAL ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 13, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 13, 2001
First registration: Sep 17, 2003
Dual registered: yes, broker-dealer
Other names: MICHAEL DEAN DOOLEY|MIKE DOOLEY
IAPD individual key: 2281484

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Aug 3, 2026	n/a	yes	Indianapolis, IN\|Carmel, IN\|INDIANAPOLIS, IN	Current employment
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 12, 2025	Aug 4, 2026	no	CARMEL, IN	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 15, 2011	May 13, 2025	no	WEST LAFAYETTE, IN\|CARMEL, IN\|Indianapolis, IN	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Nov 4, 2008	Jun 24, 2011	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 17, 2003	Oct 2, 2008	no	CARMEL, IN\|CARMEL, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VALIC FINANCIAL ADVISORS, INC.	VOYA FINANCIAL ADVISORS, INC.	Aug 4, 2026	Aug 3, 2026	-1	Firm change	Ibd to ibd
ADVICE AND PLANNING SERVICES	VALIC FINANCIAL ADVISORS, INC.	May 13, 2025	May 12, 2025	-1	Firm change	Ibd to ibd
ONEAMERICA SECURITIES, INC.	ADVICE AND PLANNING SERVICES	Jun 24, 2011	Aug 15, 2011	52	Firm change	Other
VALIC FINANCIAL ADVISORS, INC.	ONEAMERICA SECURITIES, INC.	Oct 2, 2008	Nov 4, 2008	33	Firm change	Other

Relationships

Registered with (4)

→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Aug 3, 2026 to presentfactForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 12, 2025 to Aug 4, 2026factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 15, 2011 to May 13, 2025factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Nov 4, 2008 to Jun 24, 2011factForm ADV

Dated events

Occurred
Aug 4, 2026
Advisor changed firm
Michael Dean Dooley left Valic Financial Advisors, Inc. for Voya Financial Advisors, Inc. (registered 2026-08-03)
Form ADVobserved 5 days ago
Occurred
May 13, 2025
Advisor changed firm
Michael Dean Dooley left Advice And Planning Services for Valic Financial Advisors, Inc. (registered 2025-05-12)
Form ADVobserved 5 days ago