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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Winston Salem, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 15, 2026 | n/a | yes | Winston Salem, NC | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | Apr 22, 2026 | no | WINSTON-SALEM, NC|GREENSBORO, NC | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Sep 14, 2024 | Sep 5, 2025 | no | DALLAS, TX|WINSTON-SALEM, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | RAYMOND JAMES & ASSOCIATES, INC. | Apr 22, 2026 | Apr 15, 2026 | -7 | Firm change | Ibd to ibd |
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:705:NC:2026-04-22 | Apr 22, 2026 | Apr 15, 2026 | GREENSBORO, NC | Firm change |