DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RBC CAPITAL MARKETS, LLC
EL SEGUNDO, CA | Rolling Hills, CA | San Pedro, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 9, 2024 | n/a | yes | EL SEGUNDO, CA|Rolling Hills, CA|San Pedro, CA | Current employment |
| MORGAN STANLEY | Wirehouse | May 2, 2023 | Apr 5, 2024 | no | Torrance, CA | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 23, 2018 | Jun 1, 2022 | no | BEVERLY HILLS, CA | Previous registration |
| EDWARD JONES | National bd RIA | Feb 7, 2018 | Aug 22, 2018 | no | Rancho Palos Verdes, CA|ST LOUIS, MO|RANCHO PALOS VERDES, CA|ROLLING HILLS ESTATE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RBC CAPITAL MARKETS, LLC | Apr 5, 2024 | Apr 9, 2024 | 4 | Firm change | Wirehouse to ibd |
| RBC CAPITAL MARKETS, LLC | MORGAN STANLEY | Jun 1, 2022 | May 2, 2023 | 335 | Firm change | Ibd to wirehouse |
| EDWARD JONES | RBC CAPITAL MARKETS, LLC | Aug 22, 2018 | Oct 23, 2018 | 62 | Firm change | Ibd to ibd |