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R••• C••••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

R••• C••••••• E••••••

Advisor at I••••• F••••••••

Watchung, NJ | HOUSTON, TX | Shreveport, LA

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Search this name across graphsid dfx:ria:0f7a487b-7cf7-f1b5-a64d-b19d52dfc1c9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• F••••••••	Independent wealth	Nov 18, 2021	n/a	yes	Shreveport, LA\|Watchung, NJ\|HOUSTON, TX	Current employment
I••••• A••••••• G•••• L••	Former SEC adviser	Jan 28, 2014	Dec 9, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• A••••••• G•••• L••	I••••• F••••••••	Dec 9, 2021	Nov 18, 2021	-21	Firm change	RIA to RIA
L•• F•••••••• L••	I••••• A••••••• G•••• L••	Jan 15, 2016

Relationships

Registered with (3)

→ I••••• F••••••••Registered adviserregistration: current employment
Nov 18, 2021 to presentfactForm ADV
→ I••••• A••••••• G•••• L••Registered adviserregistration: previous registration
Jan 28, 2014 to Dec 9, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 2, 2010 to Jan 15, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f7a487b-7cf7-f1b5-a64d-b19d52dfc1c9
First observed: Nov 2, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.