L••• M• C••••••

Advisor at C••••••••• A•••••••

Basking Ridge, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f7ae7d3-6c94-aa90-f851-283bfcebbef4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 1, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• A•••••••	Independent wealth	Sep 10, 2026	n/a	yes	Basking Ridge, NJ	Current employment
M••••• S••••••	Wirehouse	May 1, 2018	Dec 17, 2024	no	Boston, MA\|Boston, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	C••••••••• A•••••••	Dec 17, 2024	Sep 10, 2026	632	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (2)

→ C••••••••• A•••••••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 1, 2018 to Dec 17, 2024factForm ADV

Dated events

Occurred
Dec 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f7ae7d3-6c94-aa90-f851-283bfcebbef4
First observed: May 1, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.