This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$564MItem 5.F on the latest filing (2026-07-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$564M

Private client RAUM

$557MderivedItem 5.D individuals plus high net worth individuals

Private client share

99%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$282Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

2

Offices

2Schedule D 1.F, beyond the principal office

Accounts

896

Individual clients

89

High net worth clients

152

Custody, client assets

$64.8M

SEC number

801-117324

CRD

305002

Filings on the tape

16

First filed

Aug 13, 2019

Latest filed

Jul 17, 2026

Organised

Corporation, MD

Website

lggfinancial.com

• Occurred

  Aug 13, 2019
  First Form ADV filing

  Lgg Financial filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0f7f2624-e6c7-c17a-5bb8-137a3daa4587

First observed

Aug 13, 2019

Last observed

Jul 17, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.