This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Aug 30, 2021

First registration

Jan 24, 2024

Dual registered

yes, broker-dealer

Other names

Sean Tomko|Sean Albert Tomko|Sean Albert Tomko

IAPD individual key

7286212

• Occurred

  Feb 23, 2024
  Advisor changed firm

  Sean Albert Tomko left Moralis Technologies, Llc for Northwestern Mutual Investment Services,Llc (registered 2024-08-02)

  Form ADVobserved 5 days ago
• Occurred

  Feb 23, 2024
  Advisor changed firm

  Sean Albert Tomko left Mfa Wealth Advisors, Llc for Moralis Technologies, Llc (registered 2024-01-24)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:0f8da930-762d-967a-c8d2-98a30c24b89b

First observed

Jan 24, 2024

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.