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Reading the graph
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Advisor at I••••••••• S••••••••• L•••••
CORPUS CHRISTI, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• S••••••••• L••••• | State registered | Jan 10, 2011 | n/a | yes | CORPUS CHRISTI, TX | Current employment |
| F•• I••••••••• L••• | n/a | Sep 23, 2004 | Jan 21, 2011 | no | CORPUS CHRISTI, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•• I••••••••• L••• | I••••••••• S••••••••• L••••• | Jan 21, 2011 | Jan 10, 2011 | -11 | Firm change | Other |
| S••••••••• A•••••• A•••••••• I••• | F•• I••••••••• L••• | Sep 27, 2004 | Sep 23, 2004 |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Aug 14, 2003 | Sep 27, 2004 | no | CORPUS CHRISTI, TX | Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Apr 17, 2000 | Aug 8, 2003 | no | CORPUS CHRISTI, TX | Previous registration |
| -4 |
| Firm change |
| Other |
| 1•• G••••• A••••••• I•• | S••••••••• A•••••• A•••••••• I••• | Aug 8, 2003 | Aug 14, 2003 | 6 | Firm change | Other |