DFX Intelligence

L•••• L•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)22 years in industry

L•••• L•••• W••••••

Advisor at C••••••• F•••••••• D••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:0f96ae25-00cc-619a-444a-9704b83ce203

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 13, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• F•••••••• D••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	Sep 25, 2024	n/a	yes	Okemos, MI\|KOKOMO, IN\|Flint, MI	Current employment
C••••••• F•••••••• D••••••• I•••	Bd affiliated wealth	Sep 13, 2019	Dec 18, 2020	no	KOKOMO, IN\|Okemos, MI

Relationships

Registered with (1)

→ C••••••• F•••••••• D••••••• I•••Registered adviserregistration: previous registration
Sep 13, 2019 to Dec 18, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f96ae25-00cc-619a-444a-9704b83ce203
First observed: Sep 13, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.