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J•••• A•• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

J•••• A•• B•••••••••

Advisor at L••••• C••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:0f978d29-a8a6-c2e4-3dd9-04eb9d47a115

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• C••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• C••••••	Mixed wealth	Oct 5, 2025	n/a	yes	NEW YORK, NY	Current employment
M••••• S••••••	Wirehouse	May 8, 2017	Jul 28, 2025	no	WASHINGTON, DC\|Washington, DC\|New York, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	L••••• C••••••	Jul 28, 2025	Oct 5, 2025	69	Firm change	Wirehouse to RIA
H•••••••• A•••••••• L••	M••••• S••••••	Mar 10, 2016

Relationships

Registered with (4)

→ L••••• C••••••Registered adviserregistration: current employment
Oct 5, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 8, 2017 to Jul 28, 2025factForm ADV
→ H•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 6, 2016 to Mar 10, 2016factForm ADV
→ R•• C•••••• M••••••• L••

Dated events

Occurred
Jul 28, 2025
Advisor changed firm
J•••• A•• B••••••••• left M••••• S•••••• for L••••• C•••••• (registered 2025-10-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f978d29-a8a6-c2e4-3dd9-04eb9d47a115
First observed: Jun 9, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.