DFX Intelligence

S••••• J••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

S••••• J••• M•••••••

Advisor at A•• W••••• M••••••••• L••

MELVILLE, NY

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Search this name across graphsid dfx:ria:0f9e1330-9d50-f043-ab07-d3b515c487f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• W••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 18, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• W••••• M••••••••• L••	Mixed wealth	Apr 15, 2021	n/a	yes	MELVILLE, NY	Current employment
E•••••••• A•••••••• L••	National bd RIA	Jan 3, 2007	Sep 27, 2018	no	MELVILLE, NY\|MELVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	A•• W••••• M••••••••• L••	Sep 27, 2018	Apr 15, 2021	931	Firm change after gap	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:298233:NY:2018-09-26	Sep 27, 2018	Apr 15, 2021	MELVILLE, NY	Firm change after gap

Relationships

Registered with (2)

→ A•• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 15, 2021 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 3, 2007 to Sep 27, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f9e1330-9d50-f043-ab07-d3b515c487f9
First observed: Jan 3, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.