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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

ERIC EDWARD WEGNER

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Delafield, WI

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Search this name across graphsid dfx:ria:0f9e2e63-df9d-b9f2-b072-1fb4fdb91945

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 13, 2000
First registration: Sep 28, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 2044977

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 2, 2019	n/a	yes	Delafield, WI	Current employment
CAPSTONE ADVISORY GROUP LLC	Former SEC adviser	Feb 5, 2014	Sep 23, 2019	no	EDINA, MN\|DELAFIELD, WI\|EDINA, MN\|EDINA, MN	Previous registration
MERIC CAPITAL MANAGEMENT, LLC	n/a	Dec 23, 2013	Dec 31, 2014	no	MINNEAPOLIS, MN	Previous registration
Spc	Bd affiliated wealth	Jun 13, 2011	Jul 2, 2013	no	MINNEAPOLIS, MN	Previous registration
QA3 FINANCIAL LLC	n/a	Jan 8, 2009	Feb 11, 2011	no	MINNEAPOLIS, MN\|BURNSVILLE, MN\|OMAHA, NE	Previous registration
Spc	Bd affiliated wealth	Sep 28, 2006	Dec 31, 2008	no	BURNSVILLE, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPSTONE ADVISORY GROUP LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 23, 2019	Oct 2, 2019	9	Firm change	RIA to ibd
MERIC CAPITAL MANAGEMENT, LLC	CAPSTONE ADVISORY GROUP LLC	Dec 31, 2014	Feb 5, 2014	-329	Firm change after gap	Other
Spc	MERIC CAPITAL MANAGEMENT, LLC	Jul 2, 2013	Dec 23, 2013	174	Firm change	Other
QA3 FINANCIAL LLC	Spc	Feb 11, 2011	Jun 13, 2011	122	Firm change	Other
Spc	QA3 FINANCIAL LLC	Dec 31, 2008	Jan 8, 2009	8	Firm change	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Oct 2, 2019 to presentfactForm ADV
→ CAPSTONE ADVISORY GROUP LLCRegistered adviserregistration: previous registration
Feb 5, 2014 to Sep 23, 2019factForm ADV
→ MERIC CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 23, 2013 to Dec 31, 2014factForm ADV
→ SPCRegistered adviserregistration: previous registration
Jun 13, 2011 to Jul 2, 2013factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 8, 2009 to Feb 11, 2011factForm ADV

Dated events

No dated event names this entity yet.