DFX Intelligence

M••• S••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)26 years in industry

M••• S••••• H••••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Gladstone, MO | Weatherby Lake, MO

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Search this name across graphsid dfx:ria:0fadaee5-f301-da56-76ac-1483372f8f48

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 8, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jun 3, 2021	n/a	yes	Gladstone, MO\|Weatherby Lake, MO	Current employment
C•••••• W••••• M••••••••• I•••	n/a	Jul 10, 2013	Oct 30, 2015	no	KANSAS CITY, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W••••• M••••••••• I•••	C•••••• W••••• M••••••••• I•••	Jun 8, 2021	Jul 10, 2013	-2,890	Firm change after gap	Other
C•••••• W••••• M••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 30, 2015	Jun 3, 2021

Relationships

Registered with (5)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 3, 2021 to presentfactForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 9, 2013 to Jun 8, 2021factForm ADV
→ C•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 10, 2013 to Oct 30, 2015factForm ADV
→ C••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fadaee5-f301-da56-76ac-1483372f8f48
First observed: Apr 14, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.