DFX Intelligence

B•••••• M••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)38 years in industry

B•••••• M••• W•••••

Advisor at A•••••• R••••••• C••••••

MESQUITE, TX | DALLAS, TX

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Search this name across graphsid dfx:ria:0fae29f3-0ac7-f983-0b75-2c9ee7ae082b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 27, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• R••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 19, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• R••••••• C••••••	Independent wealth	Nov 12, 2013	n/a	yes	MESQUITE, TX\|DALLAS, TX	Current employment
E••••• J••••	National bd RIA	Sep 27, 2006	Dec 7, 2007	no	MESQUITE, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	A•••••• R••••••• C••••••	Dec 7, 2007	Nov 12, 2013	2,167	Firm change after gap	Other

Relationships

Registered with (2)

→ A•••••• R••••••• C••••••Registered adviserregistration: current employment
Nov 12, 2013 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 27, 2006 to Dec 7, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fae29f3-0ac7-f983-0b75-2c9ee7ae082b
First observed: Sep 27, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.