DFX Intelligence

S••••••• A•••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••••• A•••• M••••••••• I•••

CRD 110345

MONTREAL, QUEBEC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0fb2aa3f-f912-d170-16f2-7e6f6b078891

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 7
On other graphs: 1
Observed: Mar 30, 2012 to May 6, 2026
34 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••• A•••• M••••••••• I•••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $331M••• Locked
Discretionary RAUM: $331M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•• E••••••• M•••••• O••••••••• F••• V• S•••	Private Equity Fund	$146M	Oct 28, 2024	64	Mar 31, 2022	reported	n/a
N•• E••••••• M•••••• O••••••••• F••• I• S•••	Private Equity Fund	$84.4M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••••• M•••••	CHIEF COMPLIANCE OFFICER	Na	yes	10/2023	Nov 2, 2023	Oct 28, 2024
M•••••••• M•••••••••	PARTNER & HEAD OF VENTURE CAPITAL	Na	yes	08/2022	Mar 27, 2018	Oct 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F•• C•••• G• I••	n/a	n/a	n/a	N	yes	n/a
F•• G• I••	n/a	n/a	n/a	N	yes	n/a
N••• G• I•• S•••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$331M	$392M	-15.6%	$874M	-27.6%	20	21	0	0

Relationships

Advises (6)

→ N•• E••••••• M•••••• O••••••••• F••• V• S•••Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ N•• E••••••• M•••••• O••••••••• F••• I• S•••Private fundPrivate Equity Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ N•• E••••••• M•••••• O••••••••• F••• I••• L•••Private fundPrivate Equity Fund, IA
Mar 29, 2016 to presentfactForm ADV
→ N•• E••••••• M•••••• O••••••••• F••• I• L•••

Dated events

Occurred
Mar 26, 2025
Regulatory AUM changed
S••••••• A•••• M••••••••• I••• reported RAUM $392.4M, down 32% from $580.1M (2024-10-28 to 2025-03-26)
Form ADVobserved 7 days ago
$-188M
Occurred
Mar 27, 2024
Regulatory AUM changed
S••••••• A•••• M••••••••• I••• reported RAUM $567.3M, down 35% from $873.8M (2023-11-02 to 2024-03-27)
Form ADVobserved 7 days ago
$-307M
Occurred
Mar 27, 2024
Control person left
Lars Michael Sjostrom (Co-Founder And Partner) no longer on Schedule A of S••••••• A•••• M••••••••• I••• (listed 2023-11-02, absent 2024-03-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fb2aa3f-f912-d170-16f2-7e6f6b078891
First observed: Mar 30, 2012
Last observed: May 6, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.