DFX Intelligence

S•••• D•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

S•••• D•••••• W•••••

Advisor at K••••• A••••••• S•••••••• L••

Mt Vernon, IN | AUSTIN, TX

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Search this name across graphsid dfx:ria:0fb8fc5a-4285-2562-9732-a8890c389eb1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 8, 2020	n/a	yes	Mt Vernon, IN\|AUSTIN, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 29, 2010	Sep 23, 2020	no	FORT MILL, SC\|MOUNT VERNON, IN\|EVANSVILLE, IN\|EVANSVILLE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 23, 2020	Sep 8, 2020	-15	Firm change	Ibd to ibd
F•••• T•••• S••••••••• I•••	L•• F•••••••• L••	Jun 25, 2010	Jun 29, 2010

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 8, 2020 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 29, 2010 to Sep 23, 2020factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 15, 2006 to Jun 25, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fb8fc5a-4285-2562-9732-a8890c389eb1
First observed: Dec 15, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.