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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WEST UNION, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 21, 2014 | n/a | yes | WEST UNION, IA | Current employment |
| EDWARD JONES | National bd RIA | Jan 18, 2007 | Oct 14, 2014 | no | WEST UNION, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 14, 2014 | Oct 21, 2014 | 7 | Firm change | Other |