DFX Intelligence
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Reading the graph
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Advisor at M•••• A•••••••• I•••
OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••• A•••••••• I••• | State registered | May 11, 2017 | n/a | yes | OKLAHOMA CITY, OK | Current employment |
| W•• A•••••••• L• | Former SEC adviser | Aug 4, 2009 | May 4, 2017 | no | OKLAHOMA CITY, OK|EDMOND, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•• A•••••••• L• | M•••• A•••••••• I••• | May 4, 2017 | May 11, 2017 | 7 | Firm change | Other |
| C•••••• A•••••••• L•• | W•• A•••••••• L• | Aug 4, 2009 | Aug 4, 2009 |
| C•••••• A•••••••• L•• | n/a | Jun 5, 2009 | Aug 4, 2009 | no | OKLAHOMA CITY, OK | Previous registration |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 3, 2009 | no | OKLAHOMA CITY, OK | Previous registration |
| M••••• S•••••• D• I••• | n/a | Sep 29, 2006 | Apr 2, 2007 | no | OKLAHOMA CITY, OK | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Oct 5, 2001 | Oct 10, 2006 | no | EDMOND, OK|OKLAHOMA CITY, OK | Previous registration |
| Firm change |
| Other |
| M••••• S•••••• • C•• L•• | C•••••• A•••••••• L•• | Jun 3, 2009 | Jun 5, 2009 | 2 | Firm change | Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| U•• F•••••••• S••••••• I••• | M••••• S•••••• D• I••• | Oct 10, 2006 | Sep 29, 2006 | -11 | Firm change | Other |