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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SANTANDER BRASIL ASSET MANAGEMENT

SANTANDER BRASIL ASSET MANAGEMENT DTVM S.A., CRD 156926

SAO PAULO

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Search this name across graphsid dfx:ria:0fe8f062-8aca-85b8-baa4-db1700986fe0

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 6
On other graphs: 0
Observed: Jun 15, 2012 to Mar 30, 2020
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $143MItem 5.F on the latest filing (2020-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $143M
Private client RAUM: $136MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7,222
Individual clients: 6,639
High net worth clients: 181
SEC number: 801-76833
CRD: 156926
Filings on the tape: 18
First filed: Jun 15, 2012
Latest filed: Mar 30, 2020
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALVES DE CASTRO, EDUARDO	Director	Na	yes	06/2011	Jun 15, 2012	Mar 30, 2020
FERREIRA, MIGUEL, GOMES	CHIEF EXECUTIVE OFFICER	Na	yes	01/2017	Sep 29, 2017	Mar 30, 2020
FUSCALDI, RICARDO, BAPTISTA	CHIEF RISK OFFICER & CHIEF COMPLIANCE OFFICER	Na	yes	06/2017	Sep 29, 2017	Mar 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SANTANDER ASSET MANAGEMENT SA SGIIC	n/a	Asset manager	$160B	N	yes	n/a
ALLFUNDS INTERNATIONAL, S.A.	n/a	n/a	n/a	N	yes	n/a
BANCO SANTANDER (BRASIL) S.A.	n/a	n/a	n/a	N	yes	n/a
BANCO SANTANDER, S.A.	n/a	n/a	n/a	Y	no	n/a
SANTANDER ASSET MANAGEMENT LUXEMBOURG S.A.	n/a	n/a	n/a	N	yes	n/a
SANTANDER ASSET MANAGEMENT S.A. (CHILE)	n/a	n/a	n/a	N	yes	n/a
SANTANDER BRASIL GEST?O DE RECURSOS LTDA.	n/a	n/a	n/a	N	yes	n/a
SANTANDER CORRETORA DE CAMBIO E VALORES MOBILIARIOS S.A (SANTANDER CCVM).	n/a	n/a	n/a	N	yes	n/a
SANTANDER INVESTMENT SECURITIES INC.	n/a	n/a	n/a	N	yes	n/a
SANTANDER SECURITIES SERVICES BRASIL DTVM S.A.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$143M	$143M	0	0	0	n/a	n/a
2018	Jan 24, 2019	$570M	$570M	5	5	0	n/a	n/a
2017	Apr 3, 2018	$1.2B	$1.2B	5	5	0	n/a	n/a
2016	Sep 29, 2017	$854M	$854M	4	4	n/a	n/a	n/a
2015	Mar 10, 2016	$134M	$134M	90	40	n/a	n/a	n/a
2014	Mar 18, 2015	$1.3B	$1.3B	98	40	n/a	n/a	n/a
2013	Mar 31, 2014	$8.1B	$8.1B	88	40	n/a	n/a	n/a
2012	Mar 28, 2013	$56B	$56B	91	41	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$143M	$570M	-74.9%	$854M	-44.9%	0	5	0	0

Relationships

Affiliated with (1)

→ SANTANDER ASSET MANAGEMENT SA SGIICRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← ALVES DE CASTRO, EDUARDOOwnerDIRECTOR, ownership code NA, individual
Jun 15, 2012 to presentfactForm ADV
← FERREIRA, MIGUEL, GOMESOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Sep 29, 2017 to presentfactForm ADV
← FUSCALDI, RICARDO, BAPTISTAOwnerCHIEF RISK OFFICER & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 29, 2017 to presentfactForm ADV

Dated events

Occurred
Mar 30, 2020
Regulatory AUM changed
Santander Brasil Asset Management reported RAUM $142.8M, down 75% from $569.8M (2019-07-09 to 2020-03-30)
Form ADVobserved 4 days ago
$-427M
Occurred
Mar 29, 2019
Control person left
Robotton Murilo Filho (Director) no longer on Schedule A of Santander Brasil Asset Management (listed 2019-01-24, absent 2019-03-29)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person left
Eduardo Jorge Kattar (Director) no longer on Schedule A of Santander Brasil Asset Management (listed 2019-01-24, absent 2019-03-29)
Form ADVobserved 4 days ago
Occurred
Jan 24, 2019
Regulatory AUM changed
Santander Brasil Asset Management reported RAUM $569.8M, down 54% from $1.2B (2018-07-26 to 2019-01-24)
Form ADVobserved 4 days ago
$-662M
Occurred
Apr 3, 2018
Regulatory AUM changed
Santander Brasil Asset Management reported RAUM $1.2B, up 44% from $853.7M (2017-10-04 to 2018-04-03)
Form ADVobserved 4 days ago
$378M
Occurred
Jun 15, 2012
First Form ADV filing
Santander Brasil Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0fe8f062-8aca-85b8-baa4-db1700986fe0
First observed: Jun 15, 2012
Last observed: Mar 30, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SANTANDER BRASIL ASSET MANAGEMENT

SANTANDER BRASIL ASSET MANAGEMENT DTVM S.A., CRD 156926

SAO PAULO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0fe8f062-8aca-85b8-baa4-db1700986fe0

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALVES DE CASTRO, EDUARDO

Director

yes

06/2011

Jun 15, 2012

Mar 30, 2020

FERREIRA, MIGUEL, GOMES

CHIEF EXECUTIVE OFFICER

yes

01/2017

Sep 29, 2017

Mar 30, 2020

FUSCALDI, RICARDO, BAPTISTA

CHIEF RISK OFFICER & CHIEF COMPLIANCE OFFICER

yes

06/2017

Sep 29, 2017

Mar 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SANTANDER ASSET MANAGEMENT SA SGIIC

n/a

Asset manager

$160B

yes

n/a

ALLFUNDS INTERNATIONAL, S.A.

n/a

yes

n/a

BANCO SANTANDER (BRASIL) S.A.

n/a

yes

n/a

BANCO SANTANDER, S.A.

n/a

SANTANDER ASSET MANAGEMENT LUXEMBOURG S.A.

n/a

yes

n/a

SANTANDER ASSET MANAGEMENT S.A. (CHILE)

n/a

yes

n/a

SANTANDER BRASIL GEST?O DE RECURSOS LTDA.

n/a

yes

n/a

SANTANDER CORRETORA DE CAMBIO E VALORES MOBILIARIOS S.A (SANTANDER CCVM).

n/a

yes

n/a

SANTANDER INVESTMENT SECURITIES INC.

n/a

yes

n/a

SANTANDER SECURITIES SERVICES BRASIL DTVM S.A.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$143M

n/a

2018

Jan 24, 2019

$570M

n/a

2017

Apr 3, 2018

$1.2B

n/a

2016

Sep 29, 2017

$854M

n/a

2015

Mar 10, 2016

$134M

n/a

2014

Mar 18, 2015

$1.3B

n/a

2013

Mar 31, 2014

$8.1B

n/a

2012

Mar 28, 2013

$56B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$143M

$570M

-74.9%

$854M

-44.9%