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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ASTORIA, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Nov 19, 2014 | n/a | yes | ASTORIA, OR | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Oct 28, 2004 | Sep 9, 2014 | no | PORTLAND, OR|LAKE OSWEGO, OR | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 14, 2003 | Jun 7, 2004 | no | PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 9, 2014 | Nov 19, 2014 | 71 | Firm change | Other |
| SECURIAN FINANCIAL SERVICES, INC. | PRINCIPAL SECURITIES, INC. | Jun 7, 2004 | Oct 28, 2004 | 143 | Firm change | Other |