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RIA / WealthAdvisorCertified Financial Planner27 years in industry

JAMES PATRICK RICHTER

Advisor at MONOTELO WEALTH PARTNERS

ELGIN, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Apr 1, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MONOTELO WEALTH PARTNERS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 30, 1998
First registration: Apr 1, 2003
Dual registered: no
Other names: JIM RICHTER
IAPD individual key: 3092566

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MONOTELO WEALTH PARTNERS	State registered	Jun 5, 2024	n/a	yes	ELGIN, IL	Current employment
MONOTELO WEALTH PARTNERS	State registered	Mar 29, 2017	Dec 31, 2023	no	ELGIN, IL	Previous registration
MONOTELO WEALTH PARTNERS	State registered	Mar 29, 2017	Dec 31, 2019	no	ELGIN, IL	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Jul 29, 2015	Mar 10, 2017	no	ELGIN, IL	Previous registration
PT ASSET MANAGEMENT, LLC	Asset manager	Aug 17, 2011	Jan 26, 2015	no	CHICAGO, IL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Jul 26, 2006	Sep 27, 2007	no	ELGIN, IL	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Feb 17, 2004	Mar 14, 2005	no	HAMPSHIRE, IL	Previous registration
PT ASSET MANAGEMENT, LLC	Asset manager	Apr 1, 2003	Jul 24, 2003	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	MONOTELO WEALTH PARTNERS	Mar 10, 2017	Mar 29, 2017	19	Firm change	Other
PT ASSET MANAGEMENT, LLC	AVANTAX ADVISORY SERVICES	Jan 26, 2015	Jul 29, 2015	184	Firm change	Other
A. G. EDWARDS & SONS, INC.	PT ASSET MANAGEMENT, LLC	Sep 27, 2007	Aug 17, 2011	1,420	Firm change after gap	Other
UVEST FINANCIAL SERVICES GROUP, INC.	A. G. EDWARDS & SONS, INC.	Mar 14, 2005	Jul 26, 2006	499	Firm change after gap	Other
PT ASSET MANAGEMENT, LLC	UVEST FINANCIAL SERVICES GROUP, INC.	Jul 24, 2003	Feb 17, 2004	208	Firm change	Other

Relationships

Registered with (5)

→ MONOTELO WEALTH PARTNERSRegistered adviserregistration: previous registration
Mar 29, 2017 to Dec 31, 2023factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 29, 2015 to Mar 10, 2017factForm ADV
→ PT ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 17, 2011 to Jan 26, 2015factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Jul 26, 2006 to Sep 27, 2007factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Feb 17, 2004 to Mar 14, 2005factForm ADV

Dated events

No dated event names this entity yet.