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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

EMMANUEL A LEAK

Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

FRISCO, TX | ORLANDO, FL

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Search this name across graphsid dfx:ria:100cedc0-3221-0b48-79f6-9d3d0bae3b8f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 28, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Mar 28, 2008
First registration: Nov 14, 2011
Dual registered: yes, broker-dealer
Other names: AARON LEAK
IAPD individual key: 5494266

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Oct 26, 2016	n/a	yes	ORLANDO, FL\|FRISCO, TX	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Sep 26, 2016	no	LOVES PARK, IL\|MARENGO, IL\|ROCKFORD, IL\|WOODSTOCK, IL\|LOVES PARK, IL\|WOODSTOCK, IL\|ROCKFORD, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Nov 14, 2011	Oct 1, 2012	no	ROCKFORD, IL\|WOODSTOCK, IL\|ROCKFORD, IL\|ANTIOCH, IL\|MARENGO, IL\|LOVES PARK, IL\|SCHAUMBURG, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Sep 26, 2016	Oct 26, 2016	30	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (3)

→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 26, 2016 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Sep 26, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Nov 14, 2011 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.