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Advisor at LPL FINANCIAL LLC
FARMINGTON HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 15, 2025 | n/a | yes | FARMINGTON HILLS, MI | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 13, 2023 | Oct 16, 2025 | no | AUBURN HILLS, MI|Lapeer, MI | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 9, 2011 | Sep 18, 2023 | no | Birmingham, MI|TROY, MI|Birmingham, MI|Troy, MI | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Apr 19, 2007 | Feb 21, 2008 | no | BLOOMFIELD HILLS, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | LPL FINANCIAL LLC | Oct 16, 2025 | Oct 15, 2025 | -1 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 18, 2023 | Sep 13, 2023 | -5 | Firm change | Wirehouse to ibd |
| J.P. MORGAN SECURITIES INC. | UBS FINANCIAL SERVICES INC. | Feb 21, 2008 | Feb 9, 2011 | 1,084 | Firm change after gap | Other |