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Advisor at LPL FINANCIAL LLC
SOUTH WINDSOR, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 1, 2023 | n/a | yes | SOUTH WINDSOR, CT|SOUTH WINDSOR, CT | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 17, 2020 | Feb 9, 2023 | no | SOUTH WINDSOR, CT | Previous registration |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Mar 3, 2016 | Jul 17, 2020 | no | South Windsor, CT | Previous registration |
| BIGMAN CONSULTING SERVICES LLC | n/a | Jul 12, 1995 | Nov 10, 2025 | no | SOUTH WINDSOR, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BIGMAN CONSULTING SERVICES LLC | INVESTACORP ADVISORY SERVICES INC | Nov 10, 2025 | Mar 3, 2016 | -3,539 | Firm change after gap | Other |
| SECURITIES AMERICA ADVISORS, INC. | LPL FINANCIAL LLC | Feb 9, 2023 | Feb 1, 2023 | -8 | Bulk transfer | Ibd to RIA |
| INVESTACORP ADVISORY SERVICES INC | SECURITIES AMERICA ADVISORS, INC. | Jul 17, 2020 | Jul 17, 2020 | 0 | Bulk transfer | Ibd to ibd |