A••••• P••• F••

Advisor at H••• S••••••••• •••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:102db1ba-7862-b254-7778-6c93affae710

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• S••••••••• •••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 15, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• S••••••••• •••• I•••	Bd affiliated wealth	Jun 12, 2009	n/a	yes	Buffalo, NY\|Amherst, NY\|WILLIAMSVILLE, NY	Current employment
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Mar 14, 2008	Feb 6, 2009	no	TAMPA, FL\|TAMPA, FL\|RIVERVIEW, FL\|TAMPA, FL\|TAMPA, FL\|RUSKIN, FL\|RIVERVIEW, FL\|TAMPA, FL

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• S••••••••• I•••	H••• S••••••••• •••• I•••	Feb 6, 2009	Jun 12, 2009	126	Firm change	Other
S••••••• I••••••••• S•••••••• I•••	F•••• T•••• S••••••••• I•••	Mar 10, 2008	Mar 14, 2008

Relationships

Registered with (3)

→ H••• S••••••••• •••• I•••Registered adviserregistration: current employment
Jun 12, 2009 to presentfactForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Mar 14, 2008 to Feb 6, 2009factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 21, 2006 to Mar 10, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:102db1ba-7862-b254-7778-6c93affae710
First observed: Apr 21, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.