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R•••••• A••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

R•••••• A••••• M•••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:102e8e82-2df3-1358-b085-da6a6528a07d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 18, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Aug 15, 2023	n/a	yes	ST. LOUIS, MO	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Nov 18, 2022	Apr 26, 2023	no	St Charles, MO\|St Charles, MO\|CHESTERFIELD, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	S•••••• N••••••• • C••••••• I•••••••••	Apr 26, 2023	Aug 15, 2023	111	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Aug 15, 2023 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 18, 2022 to Apr 26, 2023factForm ADV

Dated events

Occurred
Apr 26, 2023
Advisor changed firm
R•••••• A••••• M••••• left P•••••••• S••••••••• I••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2023-08-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:102e8e82-2df3-1358-b085-da6a6528a07d
First observed: Nov 18, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.