DFX Intelligence

S•••••• F•••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S•••••• F•••••••• A•••••••

S••• L••, CRD 116564

BEDFORD, NH

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Search this name across graphsid dfx:ria:10395704-3bea-0e64-6980-7dd520443ae3

Data as of Aug 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 1
Observed: Mar 27, 2012 to Aug 3, 2026
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••• L••

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $403M••• Locked
Discretionary RAUM: $403M
Private client RAUM: $394Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $67.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G•••• P•••••• S••••••	Chartered Financial Analyst	MANCHESTER, NH	14	28	1	no
C••••••••• J••• J•••	Certified Financial Planner	BEDFORD, NH	11	24

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••• C••••••••• J•••	PARTNER, CHIEF INVESTMENT OFFICER	C	yes	07/2018	Aug 15, 2018	Aug 9, 2024
S•••••• D••••• K••••••	PARTNER, WEALTH ADVISOR	B	yes	07/2023	Mar 7, 2024	Aug 9, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	2	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$403M	$323M	24.7%	$240M	18.9%	6	6	0	0

Relationships

Registered with (6)

← L•••• B• P•••••Advisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← T••••• J•••• B•••••••••Advisorregistration: current employment
Aug 3, 2026 to presentfactForm ADV
← S••••• G•••••••• G•••••Advisorregistration: current employment
Mar 5, 2024 to presentfactForm ADV
← D•••• K•••••• S•••••

Dated events

Occurred
Mar 7, 2024
Control person joined
Kenneth David Snyder (Partner, Wealth Advisor) appeared on Schedule A of S•••••• F•••••••• A•••••••
Form ADVobserved 7 days ago
Occurred
Aug 15, 2018
Succession filed (Item 4)
S••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Mar 18, 2014
First Form ADV filing
S••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10395704-3bea-0e64-6980-7dd520443ae3
First observed: Mar 27, 2012
Last observed: Aug 3, 2026 50 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.