DFX Intelligence

J••••• D•• Y•• K••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

J••••• D•• Y•• K••

Advisor at M•• I•••••••• S•••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:103b0618-51a2-19b6-5008-9e996f0029c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Feb 11, 2021	n/a	yes	LOS ANGELES, CA	Current employment
E•••••••• A•••••••• L••	National bd RIA	Nov 29, 2018	Jan 28, 2021	no	El Paso, TX\|LOS ANGELES, CA\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	M•• I•••••••• S•••••••• L••	Jan 28, 2021	Feb 11, 2021	14	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:10409:CA:2021-01-26	Jan 28, 2021	Feb 11, 2021	LOS ANGELES, CA	Firm change

Relationships

Registered with (2)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 11, 2021 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2018 to Jan 28, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:103b0618-51a2-19b6-5008-9e996f0029c5
First observed: Nov 29, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.