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C•••• R•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

C•••• R•••••• K•••••

Advisor at I••••••••• F•••••••• P•••••••

Clearwater, FL

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Search this name across graphsid dfx:ria:10440bd7-15ee-bac7-a158-1e5c00624f0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 8, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Jul 23, 2007	n/a	yes	Clearwater, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 26, 2013	Jan 28, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	n/a	Jan 28, 2016	n/a	n/a	Departure no registered destination	Departure
K••••• W••••• M••••••••• I•••	I••••••••• F•••••••• P•••••••	Dec 5, 2007	Jul 23, 2007

Relationships

Registered with (3)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jul 23, 2007 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 26, 2013 to Jan 28, 2016factForm ADV
→ K••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2002 to Dec 5, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:10440bd7-15ee-bac7-a158-1e5c00624f0c
First observed: Apr 23, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.