DFX Intelligence

K•••• A••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

K•••• A••• T••••

Advisor at G••••• F••••••••• L••

CARMEL, IN

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Search this name across graphsid dfx:ria:104df9cc-75bd-8ad7-af3f-b94c8715a376

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 6, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• F••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• F••••••••• L••	Independent wealth	Oct 26, 2011	n/a	yes	CARMEL, IN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jun 6, 1997	Jun 12, 2013	no	CARMEL, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	G••••• F••••••••• L••	Jun 12, 2013	Oct 26, 2011	-595	Firm change after gap	Other

Relationships

Registered with (2)

→ G••••• F••••••••• L••Registered adviserregistration: current employment
Oct 26, 2011 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 6, 1997 to Jun 12, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:104df9cc-75bd-8ad7-af3f-b94c8715a376
First observed: Jun 6, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.