DFX Intelligence

P•••• P••••••• A•• S•••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

P•••• P••••••• A•• S•••••••• G••••

PPSGRP LLC, CRD 340003

WHITE PLAINS, NY

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Search this name across graphsid dfx:ria:1064511e-d67f-d125-78f0-019b61f727b1

Data as of Aug 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 15, 2026 to Aug 7, 2026
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $157M••• Locked
Discretionary RAUM: $22.0M
Private client RAUM: $157Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $52.3Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• A••• T••••• P•••••••••	Certified Financial Planner	WHITE PLAINS, NY	0	42	3	no
N•••• N•••••••	n/a	WHITE PLAINS, NY	0	21

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
P••••••••• J••••• A••• T•••••	MANAGING MEMBER	E	yes	02/2026	Aug 7, 2026	Aug 7, 2026
S•••••• L••••• M••••••	CHIEF COMPLIANCE OFFICER	Na	no	02/2026	Aug 7, 2026	Aug 7, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 28, 2026	$0	$0	5	3	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	3	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$157M	n/a	n/a	n/a	n/a	5	n/a	0	n/a

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
I•••••• A•••••••• L••	3	Apr 6, 2026	Feb 20, 2026	WHITE PLAINS, NY	Team lift out	RIA to new firm	18.8%

Relationships

Controls (1)

← P••••••••• J••••• A••• T•••••OwnerMANAGING MEMBER, ownership code E, individual
Aug 7, 2026 to presentfactForm ADV

Owns (1)

← S•••••• L••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 7, 2026 to presentfactForm ADV

Registered with (3)

← J•••• A••• T••••• P•••••••••Advisorregistration: current employment
Feb 20, 2026 to presentfactForm ADV

Dated events

Occurred
Apr 6, 2026
Team lift-out
••• Locked
Form ADVobserved 7 days ago
3 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1064511e-d67f-d125-78f0-019b61f727b1
First observed: Feb 15, 2026
Last observed: Aug 7, 2026 46 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.