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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)28 years in industry

SCOTT TAYLOR STEVES

Advisor at GALLAGHER FIDUCIARY ADVISORS, LLC

Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1064fb94-c70a-c8e5-b031-629024ec2d37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GALLAGHER FIDUCIARY ADVISORS, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Mar 9, 1998
First registration: Jan 30, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 3013137

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GALLAGHER FIDUCIARY ADVISORS, LLC	Institutional manager	Apr 25, 2022	n/a	yes	Houston, TX	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 21, 2016	Apr 8, 2022	no	HOUSTON, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Oct 31, 2008	Sep 22, 2016	no	HOUSTON, TX\|BETHESDA, MD\|HOUSTON, TX	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 30, 2006	Nov 3, 2008	no	HOUSTON, TX\|HOUSTON, TX\|LAKEWAY, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	GALLAGHER FIDUCIARY ADVISORS, LLC	Apr 8, 2022	Apr 25, 2022	17	Firm change	Other
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Apr 21, 2016	-154	Bulk transfer	Other
VOYA FINANCIAL ADVISORS, INC.	NFP ADVISOR SERVICES, LLC	Nov 3, 2008	Oct 31, 2008	-3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283330:146509:TX:2022-04-06	Apr 8, 2022	Apr 25, 2022	HOUSTON, TX	Firm change

Relationships

Registered with (4)

→ GALLAGHER FIDUCIARY ADVISORS, LLCRegistered adviserregistration: current employment
Apr 25, 2022 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 21, 2016 to Apr 8, 2022factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Oct 31, 2008 to Sep 22, 2016factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 30, 2006 to Nov 3, 2008factForm ADV

Dated events

Occurred
Apr 8, 2022
Advisor changed firm
Scott Taylor Steves left Kestra Advisory Services, Llc for Gallagher Fiduciary Advisors, Llc (registered 2022-04-25)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1064fb94-c70a-c8e5-b031-629024ec2d37
First observed: Jan 30, 2006
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCOTT TAYLOR STEVES

Advisor at GALLAGHER FIDUCIARY ADVISORS, LLC

Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1064fb94-c70a-c8e5-b031-629024ec2d37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:15 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

GALLAGHER FIDUCIARY ADVISORS, LLC

Institutional manager

Apr 25, 2022

n/a

yes

Houston, TX

Current employment

KESTRA ADVISORY SERVICES, LLC

Bd affiliated wealth

Apr 21, 2016

Apr 8, 2022

HOUSTON, TX

Previous registration

NFP ADVISOR SERVICES, LLC

Former SEC adviser

Oct 31, 2008

Sep 22, 2016

HOUSTON, TX|BETHESDA, MD|HOUSTON, TX

Previous registration

VOYA FINANCIAL ADVISORS, INC.

Bd affiliated wealth

Jan 30, 2006

Nov 3, 2008

HOUSTON, TX|HOUSTON, TX|LAKEWAY, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

KESTRA ADVISORY SERVICES, LLC

GALLAGHER FIDUCIARY ADVISORS, LLC

Apr 8, 2022

Apr 25, 2022

Firm change

Other

NFP ADVISOR SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

Sep 22, 2016

Apr 21, 2016

-154

Bulk transfer

Other

VOYA FINANCIAL ADVISORS, INC.

NFP ADVISOR SERVICES, LLC

Nov 3, 2008

Oct 31, 2008

-3

Firm change

Other

Team

Left

Joined

From

Kind

283330:146509:TX:2022-04-06

Apr 8, 2022

Apr 25, 2022

HOUSTON, TX

Firm change