DFX Intelligence

S•••••• A•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

S•••••• A•••••• M•••••

Advisor at I•••••••• A••••••• S••••••••

DALLAS, TX | Houston, TX

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Search this name across graphsid dfx:ria:1065af23-5d26-f17d-7e0d-c89958cf0f98

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 10, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A••••••• S••••••••	Independent wealth	Jun 11, 2024	n/a	yes	Houston, TX\|DALLAS, TX	Current employment
V••••• L••••• W••••• M••••••••• L•••	State registered	Feb 10, 2015	Oct 18, 2024	no	HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• L••••• W••••• M••••••••• L•••	I•••••••• A••••••• S••••••••	Oct 18, 2024	Jun 11, 2024	-129	Firm change after gap	Other

Relationships

Registered with (2)

→ I•••••••• A••••••• S••••••••Registered adviserregistration: current employment
Jun 11, 2024 to presentfactForm ADV
→ V••••• L••••• W••••• M••••••••• L•••Registered adviserregistration: previous registration
Feb 10, 2015 to Oct 18, 2024factForm ADV

Dated events

Occurred
Oct 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1065af23-5d26-f17d-7e0d-c89958cf0f98
First observed: Feb 10, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.