DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• P••••• W••••• M•••••••••
PITTSBURGH, PA | Greenville, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• P••••• W••••• M••••••••• | Independent wealth | Dec 23, 2025 | n/a | yes | Greenville, SC|PITTSBURGH, PA | Current employment |
| S•••••••• A••••••• L•• | National bd RIA | Mar 31, 2025 | Dec 17, 2025 | no | GREENVILLE, SC|GREENVILLE, SC|BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | C•••••• P••••• W••••• M••••••••• | Dec 17, 2025 | Dec 23, 2025 | 6 | Firm change | Ibd to RIA |
| F••••••• P••••••• A•• W•••••••• A••••••• | S•••••••• A••••••• L•• | Mar 31, 2025 | Mar 31, 2025 |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | May 12, 2020 | Mar 31, 2025 | no | MILLBURN, NJ | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jan 15, 2013 | Apr 24, 2020 | no | RED BANK, NJ | Previous registration |
| M••••• S•••••• | Wirehouse | Nov 16, 2010 | Jan 17, 2013 | no | Morristown, NJ|PURCHASE, NY | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| U•• F•••••••• S••••••• I••• | F••••••• P••••••• A•• W•••••••• A••••••• | Apr 24, 2020 | May 12, 2020 | 18 | Firm change | Wirehouse to ibd |
| M••••• S•••••• | U•• F•••••••• S••••••• I••• | Jan 17, 2013 | Jan 15, 2013 | -2 | Firm change | Wirehouse to wirehouse |