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RIA / WealthAdvisorCertified Financial Planner26 years in industry

SUSAN MICHELLE BOWERS

Advisor at LPL FINANCIAL LLC

DEL MAR, CA

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Search this name across graphsid dfx:ria:10705184-05de-b2d5-c0e0-eb53eb043bf8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Sep 20, 2000 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Susan Michelle Bowers

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 8, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 8, 1999
First registration: Sep 20, 2000
Dual registered: no
Other names: SUSAN AHN MACY|SUSAN AHN|SUSAN MICHELLE MACY|SUSAN MICHELLE MACY
IAPD individual key: 3249954

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 27, 2023	n/a	yes	DEL MAR, CA	Current employment
RJL FINANCIAL NETWORK, L.L.C.	n/a	Apr 21, 2004	Mar 16, 2005	no	OMAHA, NE	Previous registration
THE ADVISORS GROUP, INC.	n/a	May 3, 2002	Sep 30, 2002	no	S.D., CA	Previous registration
RAYMOND J. LUCIA COMPANIES, INC.	n/a	Sep 20, 2000	Mar 16, 2005	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND J. LUCIA COMPANIES, INC.	THE ADVISORS GROUP, INC.	Mar 16, 2005	May 3, 2002	-1,048	Firm change after gap	Other
RJL FINANCIAL NETWORK, L.L.C.	LPL FINANCIAL LLC	Mar 16, 2005	Feb 27, 2023	6,557	Firm change after gap	Other
THE ADVISORS GROUP, INC.	RJL FINANCIAL NETWORK, L.L.C.	Sep 30, 2002	Apr 21, 2004	569	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 27, 2023 to presentfactForm ADV
→ RAYMOND J. LUCIA COMPANIES, INC.Registered adviserregistration: previous registration
Sep 20, 2000 to Mar 16, 2005factForm ADV
→ RJL FINANCIAL NETWORK, L.L.C.Registered adviserregistration: previous registration
Apr 21, 2004 to Mar 16, 2005factForm ADV
→ THE ADVISORS GROUP, INC.Registered adviserregistration: previous registration
May 3, 2002 to Sep 30, 2002factForm ADV

Dated events

No dated event names this entity yet.