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Advisor at J.P. MORGAN SECURITIES LLC
Sugar Land, TX | HOUSTON, TX | Plano, TX | RICHMOND, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 8, 2022 | n/a | yes | HOUSTON, TX|Sugar Land, TX|RICHMOND, TX|Plano, TX | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 20, 2019 | Apr 4, 2022 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Mar 10, 2014 | Mar 28, 2019 | no | Houston, TX|Houston - Memorial City, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | J.P. MORGAN SECURITIES LLC | Apr 4, 2022 | Apr 8, 2022 | 4 | Firm change | Ibd to wirehouse |
| ROBERT W. BAIRD & CO. INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Mar 28, 2019 | Mar 20, 2019 | -8 | Firm change | RIA to ibd |