DFX Intelligence

S••••• E••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor9 years in industry

S••••• E••••• M••••

Advisor at W••••••••• A•••• I••••••••• A•••••••• L••

YORK, PA

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Search this name across graphsid dfx:ria:107ae06e-30c1-17b2-238b-8e0d77dc3f27

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Sep 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••• I••••••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••• I••••••••• A•••••••• L••	State registered	Feb 19, 2026	n/a	yes	YORK, PA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Oct 21, 2025	Jan 28, 2026	no	Denver, PA\|Radnor, PA\|New Castle, DE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	W••••••••• A•••• I••••••••• A•••••••• L••	Jan 28, 2026	Feb 19, 2026	22	Firm change	Ibd to state RIA
T••••••• I••••••••• M••••••••• I•••	M•• I•••••••• S•••••••• L••	Sep 9, 2025	Oct 21, 2025

Relationships

Registered with (4)

→ W••••••••• A•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 19, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 21, 2025 to Jan 28, 2026factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 25, 2022 to Sep 9, 2025factForm ADV
→ V••••••• A•••••••• I•••

Dated events

Occurred
Jan 28, 2026
Advisor changed firm
S••••• E••••• M•••• left M•• I•••••••• S•••••••• L•• for W••••••••• A•••• I••••••••• A•••••••• L•• (registered 2026-02-19)
Form ADVobserved 7 days ago
Occurred
Sep 9, 2025
Advisor changed firm
S••••• E••••• M•••• left T••••••• I••••••••• M••••••••• I••• for M•• I•••••••• S•••••••• L•• (registered 2025-10-21)
Form ADVobserved 7 days ago
Occurred
Aug 23, 2022
Advisor changed firm
S••••• E••••• M•••• left V••••••• A•••••••• I••• for T••••••• I••••••••• M••••••••• I••• (registered 2022-08-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:107ae06e-30c1-17b2-238b-8e0d77dc3f27
First observed: Sep 5, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.